Compliance Project Manager

The Compliance Project Manager will facilitate the strategic alignment of Compliance functional groups as well as drive execution of the resulting strategy. They will also to ensure consistency across US Compliance, working with their counterparts to harvest consolidate best practices. Provide project status updates to the business stakeholders and coordinates their involvement in the projects. May work on more complex projects.

Impact on the Business

·    Manage all phases of project development and implementation by ensuring that business deliverables are completely satisfied, on time and within budget

·    Produce reports on assigned deliverables to keep management apprised of project status, major issues, scope changes, resource changes and milestone achievements or misses

·    Escalate issues as required to the appropriate project teams, business or counterparts. Act as the liaison to the customer for the development team

·    Analyze problems in terms of process and/or functionality; generate data and apply analytical and quantitative techniques to formulate, describe, communicate and coordinate implementation of recommended solutions

·    Measure and report on the successes and challenges of the program/project using metrics that can be clearly understood throughout the company

·    Document and communicate project status to project team and/or management. Provide final approval of project implementation

·    Focuses on the management of projects within one or multiple areas, or products.

 

Customers / Stakeholders:

·    Meet with business and /or functional management to discuss and respond to their needs for project management and/or operational support. Develop related plans, budgets and timeframes as appropriate

·    Provide professional coordination and leadership in the execution of day-to-day program/project activities as appropriate to program objectives and area of expertise

 

Leadership Teamwork:

·    Should be able to work effectively as part of a team to drive projects and deliverables. This position leads medium size projects and provides support to team on larger projects. Operational Effectiveness Control Major Challenges Role Context Management of Risk Observation of Internal Controls

 

Management of Risk

·    Ensure compliance, operational risk controls in accordance with the bank or regulatory standards and policies and optimize relations with regulators by addressing any issues

·    Promote an environment that supports diversity and reflects the bank’s brand

 

Observation of Internal Controls

·    Maintains the bank’s internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators

·    Minimum of three years proven and progressive project management experience supporting assigned businesses or functions

·    Bachelor’s degree in business or related field or equivalent experience

·    Project Management Institute (PMI) certification highly desirable

·    Strong analytical, interpersonal, presentation, project management and written and verbal communication skills

·    Ability to work independently and manage multiple projects

·    Knowledge of the business and functional units supported, products, services and processes and pertinent regulation impacting their delivery

 

May 13, 2013 • Tags: , • Posted in: Financial

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