Compliance recruitment
Our client is seeking a senior compliance officer who can add value to their growing team and handle aspects of compliance, training, advisory, anti-money laundering and licensing matters as well as any suitable support.
Successful candidates will handle all compliance related matters pertaining to the firm's commercial activities and its operations. The ideal candidate should exhibit strong leadership qualities, communication skills, as well as technical knowledge of regulatory requirements.
A minimum of 7 years experience with an exchange and/or broker/dealer required. Experience in monitoring trading desks strongly preferred. Knowledge of AML policies and procedures. Ability to interface with regulators and assess member compliance. Ability to adapt to various situations and be flexible.