Compliance & Risk QA Manager-London-Investment Banking-£40k-£50k recruitment
Compliance Risk QA Manager-London-Investment Banking-£40k-£50k
This is a great position in a newly created team within a large banking institution within the wholesale banking arm of the business. Working across all areas of compliance and conduct risk this role will include the following responsibilities:
• Comply with all applicable internal and external rules, standards and policies
• Support and contribute to the development of risk based Compliance and Conduct Risk quality assurance plans
• Develop and execute targeted quality assurance and compliance reviews
• Provide appropriate QA Outcomes and testing MI
• Carry out regulatory and conduct risk assessments, gap analyses and challenges of business monitoring plans
• Carry out regulatory requested assurance reviews where required
• Display good awareness of how regulation impacts on their role, the business
• Develop and improve all existing processes and procedures
• Assist with training programs for various business units as required
• Ad hoc project work
The successful candidate will be coming from a wholesale banking background with a skillset which will be based around quality assurance, monitoring or audit. Good knowledge of FSA regulations is essential. Specifically in depth knowledge of COBS is very advantageous. An understanding of international regulations would be beneficial too. Personality wise you will be a team player, confident, capable of dealing with conflict assertively but diplomatically and a strong communicator.
To apply for this role send your CV to Tim Clarke at tim.clarke@eamesconsulting.com or call on 0207 092 3241 to discuss this further. Only suitable applicants will be contacted.
Compliance Risk QA Manager-London-Investment Banking-£40k-£50k