Compliance Specialist recruitment
Compliance Officer
The Company
Our client is a leading financial institution based in Dublin.
The Challenge
The role will be responsible for the compliance function of two investment intermediaries authorised by the Central Bank of Ireland operating in the wealth management and fund management sectors.
Responsibilities of the Compliance Officer will include:
• Overall responsibility for the regulatory and compliance function of both firms.
• To fully implement and review all MiFID and other legislative requirements.
• Act as the Compliance Officer, MLRO and Risk Manager.
• Main point of contact with the Central Bank of Ireland and the FSA.
• Establish and maintain procedures ensuring all business activities are compliant with regulation.
• Manage the ICAAP review process on behalf of the Boards in conjunction with the Finance and other Business Divisions.
• Providing compliance and risk support to the Board of Directors, assisting them in meeting their responsibilities.
• Develop and maintain compliance manual, company internal policies and rules.
• Assessing Money Laundering risks including KYC requirements.
The Candidate
The suitable Compliance Officer must have the following:
• Third level qualification in business, law or accounting.
• LCOI qualification desirable.
• Good working knowledge of MiFID and other Central Bank requirements.
• Good communication and analytical skills.
• Circa 4 years compliance experience in a similar or comparable sector.
• Role will require ability to work to own initiative, work under pressure and achieve tight deadlines.
• Current PCF status with the Central Bank highly desirable.
The Compensation
Remuneration package will be commensurate with experience
CareerCompass Contact
For more information, contact Gemma Ryan at 678 7010 or apply via the link