VP, Compliance Officer recruitment
• Major Financial Institution
• Dynamic Environment
• Continued Business Growth, New Headcount
Our client is a well established and respected financial institution which is continuing to expand its international presence. It has a good reputation for employee development and an open, inclusive culture.
Reporting to the Head of Compliance, you provide guidance and direction to ensure the compliance with all applicable laws and regulations such as the Securities Futures Act, AML, Financial Adviser’s Act, Companies Act. Provide compliance inputs and advisories for complex initiatives with significant regulatory implications. Develop and strengthen the frameworks, tools and techniques for compliance with the relevant applicable regulations and compliance self assessments, and the pro-active monitoring of compliance risk. Provide compliance training to various units. Lead and perform Compliance Audits on various units and processes.
You are degree qualified, ideally with legal or compliance qualifications, and relevant experience gained in banks or financial institutions. You are a self-starter, with strong organisational, communication and interpersonal skills. Strong management and organization skills with the ability to oversee multiple projects simultaneously.
To apply, please submit your resume to Emily Tan at et@kerryconsulting.com, quoting the job title and reference number ET 3935.