Compliance Technical Manager recruitment

COMPLIANCE TECHNICAL MANAGER

£60,000 Plus Benefits

LONDON (CITY)

A prestigious, global, Asset Management Group are looking for a Compliance Manager to join their expanding team to provide significant input to the development of compliance standards, policy, strategy and controls.

The role will include, but not be limited to:

•  Provide advice on FSA Systems and Controls requirements and their practical application

•  Provide technical support in the development of company policies (and related procedures) in line with regulatory requirements and with Group policies

•  Identify regulatory and legislative changes that impact the business. Use knowledge of background and context of rules to support the business in assessing the impact and identifying potential options that meet both our regulatory and commercial objectives

•  Assist in production of Key Management Information and reporting

•  Provide interpretation, advice and guidance on application of more complex/ new rules and principles and areas which are new to the group

•  Engage other areas of Business Risk in projects, as appropriate, ensuring they have the necessary information about the project to do their job

•  Develop, maintain and enhance effective working relationships with all internal and external customers, including 3rd parties, other group businesses

•  Communicate with staff at all levels regarding regulatory or legislative changes which affect business operations providing clear and timely guidance

Skills, knowledge and behaviour:

•  Knowledge of legislative and regulatory framework, FSA rules, and regulation in the pipeline which could affect the business' current/ planned activities

•  Asset management experience to include:

o NURS/ UCITS/ COBS/ COLL

o Fund accounting, valuation and pricing

o Investment management front office controls

o Retail and institutional investment management processes and control environments

o Complex investment products and instruments

o Excellent knowledge of investment products

•  Asset management experience including:

o Good knowledge of Financial Services distribution methods, processes and practices

o Experience in a compliance advice role with a successful track record of producing compliant but business focused solutions to complex issues

o An advantage would be knowledge of pre-trade compliance systems

To discuss this please contact me, Simon Jackson, on 020 7422 9044 or sjackson@mcgregor-boyall.com.