Compliance/AML Officers- Private Banking ( 1 year contract)
Proactively assist the management in its prime responsibility of complying with relevant
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review of clients’ profiles.
Review the client adoption and Know Your clients policies/procedures, including the
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staff training, client due diligence, client reviews and transaction monitoring.
Ensure appropriate compliance arrangements are in place including compliance policies,
regulations to ensure that the Bank is able to conduct its business within applicable laws,
directives, rule and regulations, and in accordance with the Bank’s Group Policy
General Role Description
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Key Features of the Role
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626/regulatory requirements and reputational risks of the Bank. (incl periodic reviews)
Review of client profiles prior to account opening and ensure compliance with MAS
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Conduct transaction monitoring – AML and securities surveillance
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Conduct compliance training for new hires / refresher training
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Advise bank employees on compliance and regulatory issues
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Liaise with external bodies e.g. MAS, CAD and External/Internal Auditors
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implementation internal control processes.
Monitoring of new regulatory developments / business practices and ensure
Skills Requirements of the Role
(A) Personal and Social
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professional manner
Ability to deal effectively with all levels of personnel in a presentable, highly articulate and
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Ability to multi-task and handle compliance related projects.
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A team player approach to achieve shared business goals
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Self-driven and able to adapt to changing and challenging environment
(B) Professional and Technical
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Minimum 1-3 years of working experience in audit or compliance role preferably in Private Banking
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Deep knowledge of Banking Act, SFA, FAA, MAS Notices Guidelines
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Must be familiar with client due diligence and AML standards
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Ability to provide compliance advisory to the business
Only Singaporeans and PRs to apply
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