Conduct Risk Compliance Manager
Conduct Risk Compliance Manager - London
My client, a global corporate bank, is seeking a Compliance Manager to join their team on a contract basis. The successful candidate will be consulting and advising colleagues within the Corporate Banking Compliance Team on conduct risk issues.
Responsibilities:
- Provide Subject Matter Expertise on Conduct Risk matters across the Corporate banking Division
- Deliver specialist advice to key business, change and functional initiatives across the division
- Deliver technical support, advice and guidance on non-standard issues and responds to requests from internal customers for specialist advice to facilitate the resolution of issues.
- Escalate any identified breaches or material issues to senior management.
Skills/Requirements
- Strong experience in a similar role
- Excellent regulatory knowledge - COBS, ABC, Conflicts of Interest, Financial Promotions
- An understanding of relevant legislation and regulation and their commercial impact
- Good understanding of conduct risk management disciplines in Financial Services
- Knowledge and experience of managing and supporting complex regulatory programmes
Amreet Rai
Compliance Consultant
McGregor Boyall is an equal opportunity employer and do not discriminate based on race, religion, gender, age, sexuality, gender identification, or physical ability.
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