Control Room Manager
The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.
CONTROL ROOM MANAGER
Strong prudential management has been a key to Macquarie's success over many years. The Compliance Division is a part of the Risk Management Group. The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring risks across the Bank. This includes market and liquidity risk, credit risk, compliance risk and operational risk. Risk Management Group personnel liaise closely with all operating areas to ensure risks are understood and properly managed.
The Control Room Manager has responsibility for implementing a number of key group-wide policies designed to ensure Macquarie fulfils its legal obligations, manages its conflicts of interest and avoids reputational damage. The role requires regular interaction with senior management, as well as business and compliance groups across the entire organisation.
As a senior member of the team, you will be responsible for:
- Management of conflicts of interest across the group
- Implementation, communication and maintenance of restrictions on trading, advice and research
- Assisting in developing policies and systems for bankwide administration of compliance issues
- Reviewing research for conflicts of interest and adherence with policy
- Facilitating wall crossings from initial request to the resumption of normal duties
- Maintenance and administration of systems used to restrict staff trading and record wall crossings
- Ensuring daily procedures are appropriately addressed and completed
- Communication and maintenance of the firm's disclosures and positions. This will require liaison across the Bank at all levels of management.
- Mentoring and guiding more junior staff
- Control Room ad hoc projects
To be qualified for the role, candidates must have:
- Minimum of 6 years total compliance experience, with at least 3 years in an actual Control Room role
- Experience in investment banking, financial services compliance and risk management
- Supervisory experience
- Excellent organisational, communication and negotiation skills
- Experience in the management of conflicts of interest
- Have the ability to take a pragmatic, commercial approach to risk and compliance whilst achieving desired outcomes
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