Corporate Compliance Adviser recruitment
Leading financial services organisation is looking for a Compliance Adviser for their Corporate team based in London.
The primary focus for the Corporate Compliance team is to evaluate and provide advice to the board and senior management team on the impact of emerging and new regulation and regulator initiatives.
Duties include:
- Analysing new and emerging FSA and IPA rules, activities or practice and advising the management team as required.
- Establishing and maintaining a system to track and analyse new and emerging FSA and IPA rules, regulatory activity and practice.
- Drafting and maintaining the company's central compliance manual.
- Compiling data for the submission of FSA returns, surveys and information requests.
- Co-ordinating investigations, assessment and reporting to SOCA or the FSA.
May 10, 2012
• Tags: Compliance, Corporate Compliance Adviser recruitment, Legal careers in the UK • Posted in: Financial