Deputy MLRO recruitment
The Compliance function monitors and advises the business in respect of all regulatory matters, including:
- Compliance conduct of business;
- Anti-money laundering (AML); and
- Counter-terrorist financing (CTF) and other financial crime.
You will work closely with the Senior Compliance team to provide an expert advisory and monitoring service including:
• comply with all relevant legislation, rules, regulations and codes of conduct;
• deter and report attempted money laundering incidents;
• deter and report incidents of terrorist financing and other financial crime; and
• safeguard the reputation of the business.
Key duties include:
• To review the adequacy of Customer Due Diligence (CDD), Know Your Customer (KYC), Know Your Business (KYB).
- Report all significant exceptions, and to check that actual or potential breaches are investigated and remedied promptly.
• Provide the business with advice and guidance on all relevant regulatory obligations
• Assist line management to ensure that the firm establishes and maintains appropriate, policies, procedures, systems and controls to meet its regulatory obligations and requirements.
• Assist line management to ensure that the firm establishes and maintains at all times effective systems of internal controls.