Director Advisory
Wealth Management Compliance Advisory
Role: Director Wealth Management Advisory
Company: Leading Wealth Management firm
Salary: Upto £100,000
Location: City of London
A leading wealth management firm is looking for an Executive Director in compliance advisory. The role is managing a team of 5 people and will be responsible for advisory.
Responsibilities of the role include:
Identification of compliance risks and the provision of solutions and methods to detect, prevent, mitigate, and or respond to such risks.
Analyse and report on trends and regulatory developments to ensure Compliance services provided by the team remain current with changes to the business or relevant laws and regulations.
Together with the Head of Team, provide leadership to team members through the development of their knowledge and skills, providing coaching training and support and feedback as appropriate.
Ensure the establishment of adequate processes for timely and accurate reporting to senior management of significant compliance risks.
Ensure the delivery of appropriate guidance and advice in respect of compliance regulations and their application to internal clients.
Requirements:
Candidates need to have worked at a Wealth Manage/private bank, advisory experience. This is a senior role in the market and candidates need to be at the right stage in their career
If this role is of interest or you would like to have a further discussion about your career please get in touch on 02034650110
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