Director, Equity Derivatives Compliance recruitment
- Newly Created Role
- Expanding Equity Derivatives Business
- Attractive Base Salary + Bonuses
Our client is an international Banking group currently undergoing significant growth in the Global Markets business. As part of business expansion, an outstanding opportunity has arisen for an experienced Compliance professional to lead their Asia Equity Derivatives Compliance Advisory function, based in Hong Kong.
Reporting to the Global Head of Global Markets Compliance, you will be the lead person for Equity Derivatives Compliance Advisory in the region, assisting the business to ensure compliance and regulatory obligations are effectively managed. Working closely with the business, you will assist in the establishment of the Equity Derivatives business in the region, drafting and implementing Compliance procedures and manuals, identifying regulatory compliance obligations and ensuring controls and compliance plans are in place. Acting as a product champion, you will perform risk assessments and approvals for new products and processes, assist in compliance monitoring and updating risk profiles for new products. In addition, you will also assist in implementing the Operational Risk and Compliance framework for the Equity Derivatives business, identifying and managing key risks, putting in place KRI's.
To qualify, individuals must possess:
- Minimum 10 - 12 years relevant Compliance and / or Risk Management experience with focuses on Equity Derivatives
- Strong knowledge of Global Markets and Investment Banking compliance and regulatory issues
- Solid Equity Derivatives knowledge
- Asia markets experience is preferred
- Ability to work independently and strong influencing skills
- Excellent communication skills with fluency in English
Contact Amy Ho on (852) 3101 3066 or APPLY NOW by clicking the button below quoting reference number AH19696 www.ambition.com.hk
Data provided is for recruitment purposes only