Director, Prime Services Compliance
Reporting to the APAC Head of Equities Compliance, you will have key responsibility for all compliance matters relating to the the prime services business in Hong Kong. There will also be a degree of oversight for the APAC region. You will analyse compliance risks and changes in the regulatory environment and advise business leaders as to the necessary impacts on the business line. This will include but not limited to current policies and procedures, existing and new products and marketing initiatives. As this is a senior management position, you will also be required to enhance key stakeholder relationships across corporate functions including Technology, Legal, Audit and Risk. Furthermore, you will be required to provide in-house training to staff on new regulatory ordinance.
You will possess at least 8-10 years' relevant advisory compliance experience to the prime services business within a global investment bank. As an experienced manager, you will have a first-rate working knowledge of regional regulatory risks and a proven track record of advising senior business managers accordingly. In addition, you will possess excellent stakeholder management skills and an ability to provide credible and commercial solutions to business challenges. Fluency in spoken and written English is essential.
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