EMEA COO
Compliance is responsible for the provision of regulatory advice to all areas of the Investment Corporate Bank, the monitoring of all business activities to measure compliance with applicable regulations and the risk management framework, the creation and implementation of appropriate regulatory policies and procedures, the management of relationships with all of its regulators and training to keep the business groups apprised of policies and regulatory requirements. The COO team provides proactive strategic, project management and operational support to the Compliance Executive Committee
The role will provide the holder an opportunity to work across all aspects of business management and to fully understand the operational dynamics, infrastructure business drivers of those Functions within the bank
The EMEA COO has both global and regional responsibilities for the Compliance department, Managing a team providing support and oversight where necessary, whilst ensuring that they meet the high standards expected by senior management
- Providing operational and ad-hoc support to the EMEA Head of Compliance and their Chief of Staff, in addition to the rest of the regional management team. This includes representation on the EMEA Compliance Management Team and participation in the weekly EMEA Management Meeting
- Creation of global and functional Management Information for the CExCo, Group Compliance and a variety of other Functions within the Firm, including the production of finance and headcount monthly packs for the Compliance Function’s stakeholders
- Overall global responsibility for the Compliance Function’s finances, both BAU and specific projects (global budget management, reporting and governance)
- Resource and Organisational Management, including overall responsibility for the global headcount budget, monitoring, reporting and approvals, in addition to responsibility for the preparation and maintenance of the EMEA organisational chart and collation of the global chart
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