EMEA Head of Equities Compliance
A securities house based in the City of London is looking to expand its Compliance Team, in a role that will develop into EMEA Head of Equities. The team is currently 4 people, and they are looking for an expert on Equities who is comfortable with the hands on exposure that the role will entail.
Organisation
The house is well-regarded equities player, currently undergoing a merger with three other international houses to expand their EMEA presence. The house will be the equities arm of the new business and so they are looking for a senior compliance figure, with excellent product knowledge, to lead the new EMEA Equities Compliance Team.
Opportunity
Based on the trading floor, the role will cover equity sales and distribution, corporate access, portfolio trading, sales trading, worked trading, algorithmic trading, DMA and statistical arbitrage. The candidate will provide advice on sales and trading issues, compliance policies and procedures, and regulatory developments, alongside compliance risk reviews and project work.
Individual
Candidates for this role must have compliance advisory experience and they must also have an excellent understanding of Equities, and specific regulation. Candidates must also have very strong people skills, and the ability to learn quickly.
This is a great opportunity to join one of the market’s leading houses. The role offers a great career opportunity that is unique to the market. If you are interested in hearing more, or know somebody that may be suitable, please get in touch. We offer £250 for successful referrals.
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