Equity Compliance Officer
Senior Equity Compliance Officer
Advise and Update
13M - 17M
Tokyo
International financial institution is currently looking for an experienced Equity Compliance officer to join a dynamic team.
This position sits on the trading floor and focuses on providing real time advice and guidance on compliance related issues to the business. Additionally you will also be required to perform daily trade surveillance and develop internal policies and procedures.
The ideal person for this role will have at least 3 years experience in a similar role and will also have strong knowledge of listed derivatives and regulations associated.
Language Requirements:
English - Fluent
Japanese- Fluent
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