Experienced Corporate Investigator
Within this role you will be responsible for investigating allegations involving employees, third parties and vendors. You will also perform sales practice related investigations involving agents or brokers appointed to sell the firm's financial services products. You will partner with local, state and federal law enforcement to file cases and pursue fraud perpetrators on behalf of the firm.
You must possess:
* BA or BS required.
* At least 5 years investigative experience in a corporate fraud department or a regulatory compliance role. Prior experience working for FINRA preferred.
* Must have working knowledge of financial products and the financial services industry.
* Must be aware of emerging technologies and the role they play in fraud investigations. Must have the ability to apply technology to assist with information gathering and analysis and to assist with risk identification and assessments.
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