FCP/KYC Analyst
RESPONSIBILITIES:
The position of FCP/KYC Analyst- Funds Specialist has specific responsibility for conducting AML/KYC and will undertake various responsibilities relating to the identification and verification of potential clients in order to uncover and manage any associated AML risks, as follows:
• Conducting due diligence on prospective clients to meet Newedge UK Financial UK Limited (“NEUKFL”) FCP/AML Regulations in compliance with FSA regulations.
• Undertaking renewal due diligence on existing clients to ensure identification of changes in risk profile.
• Conducting due diligence on prospective Vendors.
• Conducting due diligence in relation to Capital Introductions of Funds and Asset Managers.
• Ad hoc support to the KYC Manager in relation to FCP projects and investigations.
• Ensuring the maintenance/updating of appropriate departmental records/databases.
• The identification and upward reporting of any key FCP risks identified.
• Ad-hoc support for the Head of FCP (Europe/Middle East) and FCP function in the Zone.
• Maintain an up-to-date knowledge of KYC/AML regulations and know your customer rules.
• Maintain an up-to-date knowledge on products and financial services.
• Assisting with the provision of induction and refresher training as requested/directed by the Head of Compliance FCP UK and EMEA.
SUPERVISION DUTIES:
• Management and Supervision of the KYC Team in the absence of the KYC Manager.
• Establish an environment that promotes respect for the individual employee and adheres to the policies and guidelines of the Company.
• Provide leadership, direction, advice and guidance to the team, thus maintaining high levels of integrity, motivation and morale.
• Initiate actions to further improve your own and the team’s skills and performance.
SKILLS AND EXPERIENCE NEEDED:
• Familiar with the regulatory requirements of FSA, MiFID and the JMLSG.
• Independent, self-motivated, proactive, analytical and willing to work under pressure and with attention to detail.
• Excellent written and verbal communication skills.
Newedge is a leading force in global multi-asset brokerage with a world-leading position in the execution and clearing of listed derivative products. Newedge offers access to more than 85 markets and has a presence in 23 locations across 17 countries.
Newedge offers a full range of execution and clearing services covering options and futures contracts for financial products and commodities, as well as for money market instruments, bonds, FX, equities and commodities on OTC markets. Newedge also provides a range of value added services including prime brokerage, asset financing, electronic trading and order routing, cross margining, and the centralized reporting of client portfolios.
Supported by two top tier rated shareholders, Société Générale and Crédit Agricole CIB, Newedge is independently run and regulated.
Newedge is an equal opportunity employer. For more information about Newedge, visit www.newedge.com.
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