Fixed Income Compliance Advisor

The firm is now looking for an Associate Compliance Officer to join their Fixed Income Advisory team to focus on their Foreign Exchange and Interest Rate Derivatives trading division.

You do not have to have experience in Compliance as full training will be given but you must have at least 3 years experience in the Capital Markets and have a very strong understanding of the products traded. You will also need to have excellent interpersonal skills and a very strong work ethic.

Here's what is expected:

* Good understanding of OTC derivative products, either Interest Rate or FX derivatives
* Able to work under pressure in a constantly changing environment with individuals who are under intense pressure on the trading floor - this role is not for the faint hearted!
* Strong analytical and problem solving skills
* A good academic background and the ability to grasp new concepts quickly.

The Role

Based on the London trading floor, you will be part of the European Fixed Income trading team that along with Rates FX has separate cover of Credit Sales Trading, Structured Products Emerging Markets. Working with the wider team, you will also have a great deal of involvement with sales, structuring and trading teams as well as support units such as legal, audit, finance and risk.

* Providing advice on individual transactions, new products and business initiatives, with particular focus on OTC derivatives
* Review of marketing materials
* Consulting on trade details
* Monitoring of sales trading activity to ensure compliance with appropriate rules, regulations firm policies
* Conducting counterparty due diligence to ensure compliance with Firm policies
* Creating and implementing compliance training programs for business unit professionals
* Developing policies, procedures and best practices for each business unit
* Keeping up-to-date with relevant regulatory/rule changes including the analysis and implementation of such regulatory/rule changes.
* Participating in regulatory and internal investigations and audit

This is an outstanding opportunity to further your career with a top tier investment bank and work on the trading floor of one of the most prestigious firms in the world.

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November 22, 2013 • Tags: , • Posted in: Financial

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