Futures Compliance Advisory recruitment
This position is an advisory role to the Futures front office. You will be expected to form part of the control group as well as provide support to the traders over regulatory issues. Other responsibilities will include:
• Assist Regional Compliance in developing, coordinating and delivering compliance training in Singapore and, as required, throughout the Region
• Help to maintain and develop relationships with the regulator MAS and Singapore Exchange
• Provide ad hoc advisory support to the business including advice to new business initiatives in Singapore
• Maintain and develop the internal regulatory framework in coordination with Group policies – Compliance manual, Monitoring program, Overview and contribution to policies and procedures
• Keep abreast of changes in the Singapore markets in particular changes to regulatory framework or obligations in markets where business is conducted
• Provide data/information for management reporting and various control committees
• Assist in the implementation and development of the Group Compliance Risk Management Framework throughout the region
• Work closely with Risk and Internal Audit and other control departments to provide efficient and, as required, integrated control management
• Handle ad hoc projects and liaise with regional and global Compliance colleagues when necessary
Therefore my client is looking for someone with previous futures compliance experience that is keen to work in a fast moving environment and help develop the compliance culture in one of the most dynamic, successful businesses in the region.