Futures Compliance Officer – Market Regulation recruitment

This role will assist in the enforcement of CFTC Regulations and Exchange Rules applicable to trading equity index futures and options in the U.S. market.

Duties will include:
*Daily monitoring Exchange member financial capital exposure, particularly during volatile market conditions;
*Conduct financial surveillance of Member market participants for compliance with the Exchange's Financial Rules and Requirements and CFTC Regulations;
*Work with the technology team to maintain further develop Compliance Dept's financial surveillance system in response to changing needs;
*Conduct investigative interviews, prepare detailed investigative reports based on findings, present investigative reports to disciplinary committees, and provide testimony at Exchange disciplinary hearings;
*Conduct detailed review and analysis of computer generated surveillance reports and electronic trading records for evidence of potential infractions;
*Advise on and handle correspondence from internal personnel, the CFTC and the public pertaining to Exchange Financial and margin rules

You will possess:

*Bachelor's degree in accounting or finance is preferred;
*Must have at least 2 years of compliance, accounting, surveillance and/or market research analysis experience in the commodity/futures market;
*CFTC and Exchange regulations expertise is highly desired;
*Excellent written and oral communication skills;
*Strong problem solving and analytical skills; strong computer skills including mastery of standard Microsoft Office application programs and Microsoft operating systems;

We are seeking someone who is enthusiastic, energetic, detail-oriented and organized.  You must be solution-oriented, proactive and able to work in a team environment.