Futures Compliance Officer – Market Regulation recruitment
This role will assist in the enforcement of CFTC Regulations and Exchange Rules applicable to trading equity index futures and options in the U.S. market.Duties will include:*Daily monitoring Exchange member financial capital exposure, particularly during volatile market conditions;*Conduct financial surveillance of Member market participants for compliance with the Exchange’s Financial Rules and Requirements and CFTC Regulations; *Work with the technology team to maintain further develop Compliance Dept’s financial surveillance system in response to changing needs; *Conduct investigative interviews, Read more […]
February 4, 2012
• Tags: Accounting & Finance careers in the USA, Futures Compliance Officer, Market Regulation recruitment • Posted in: Financial • Comments Off on Futures Compliance Officer – Market Regulation recruitment