Generalist Compliance Officer
Leading Hedge Fund, seeks a compliance generalist to join their expanding regulatory regime. The role will have a broad based focus with key responsibilities including;
* Development of the surveillance the function across all asset classes and fund types, assisting with the implementation of a bespoke surveillance system by liaising with the IT department to co-ordinate business requirements.
* Monitoring changes to existing or new business practices and products to ensure that procedures are changed accordingly
* Assist the business in complying with all relevant UK and international regulations, including the provision of the necessary advice and guidance so that appropriate operating procedures and controls are in place
* Providing appropriate support and advice to other support departments in relation to the application of rules and regulations.
* Keep abreast of regulatory development enhance internal policies and procedures
* Assisting in the delivery of training to all staff on compliance matters
The successful candidate will have:
* Previous compliance monitoring experience (e.g. best execution, shareholder reporting, market abuse, financial promotion, third party administrator) in a hedge fund, asset management or Investment Banking environment.
* Good knowledge of industry issues
* Evidence of implementing a risk based approach
* Track record of producing business friendly solutions to regulatory issues
* Ability to analyse data and draw appropriate conclusions
* Good working knowledge of Excel
If you are interested in finding out more about this role. Please contact Aaron Bolton on 02033016303 by phone or aaron.bolton@blackswangroup.com. Alternatively contact Richard Aldridge on 02033015822 by phone or richard.aldridge@blackswangroup.com
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