Global Chief Compliance Officer
An extremely profitable financial services boutique that has experienced considerable growth since inception and has grown to over 65 people is looking to hire a Chief Compliance Officer. The firm is London based but has offices in Dubai and New York with Hong Kong set to be opened before the end of the year.
The business has a number of business lines including asset management, stock loan, security services, structured products and institutional brokerage.
There are looking for someone to take on the Global Head of Compliance for the Group, covering all business lines mentioned. This will include taking CF1011 registrations, becoming a member of the management committee and a member of the risk committee.
You will take management responsibility of team of 3 staff and take on all responsibilities that come with a CCO role. You will need considerable compliance experience and experience of a ‘C’ level role. Ideally you would have had experience within alternative investments, structured products, futures clearing custody, dealing with client money assets.
In return they offer the chance to take on a global role at a rapidly expanding financial services firm which will at current rates of growth and with projected expansion plans will become a global player in financial services.
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