Guideline Management Consultant – Sentinel
A top-tier Asset Manager is currently looking for a Guideline Management Control Consultant to join their team in London. The current team safeguard the fund management process by controlling and effectively mitigating portfolio risk. The successful candidate will be working on a newly established pre and post-trade guideline monitoring function.
Responsibilities:
- Establishing procedures and protocols for pre and post-trade compliance oversight, initially for Fixed Income via the Sentinel compliance system
- Interpretation of investment restrictions for Funds covering Fixed Income, Equity, Currency, Multi Asset, Real Estate, Private Equity and Alternative portfolios
- Oversee and conduct manual checks for guidelines which cannot be automated through our compliance tools
- Create and execute project plan and revise to meet changing requirements
- Identify resources needed and assigns responsibilities
- Manage day to day operations of the project
- Ensure adherence to all Policies and Procedures affecting Guideline Management
- Partner with Information Technology and the Business in order to ensure the systems are enhanced to cover ongoing Client and Regulatory requirements
- Aid in the implementation of guideline management control system enhancements and the integration of new systems
- Work closely with other guideline management teams globally
Essential Experience:
- Experience in a similar guideline management control function
- Strong knowledge of thinkFolio product suite
- Excellent working knowledge of Sentinel (Fidessa Latent Zero)
- Strong Product knowledge covering all the major asset classes
- Working Knowledge of the regulatory framework for European funds (UCITS)
- Strong all round PC skills (Microsoft applications)
- Excellent relationship management and communication skills
Amreet Rai
Compliance Consultant - McGregor Boyall
McGregor Boyall is an equal opportunity employer and do not discriminate based on race, religion, gender, age, sexuality, gender identification, or physical ability.
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