Head of Compliance, Asset Management, $1.5mil base recruitment
The Company
Our client is a reputatable Asset Management with retail funds and specializes public funds ranging from retail to institutional clients. They are now seeking a Head of Compliance to be based in Hong Kong covering the Greater China region.
The Role
Reporting to the Regional Head of Compliance, you will be responsible for the following duties managing a team of 5-6:
• Promote, facilitate, implement, monitor the investment compliance of MPF funds, retail funds and advisory mandates;
• Review marketing materials and investment management agreements;
• Review, monitor and recommend internal controls over licensing, sales and marketing practices, AML, personal dealing, privacy, gift and entertainment, group holdings report and conflict of interests;
• Work closely with regulators on the latest development and regulations
Your Profile
To be successful in this role you will have a minimum of 8 years of compliance experience in asset management; strong relationship with regulators e.g. SFC, MPFA; hold a degree in Finance or Economics; and excellent written and verbal English and Chinese communication skills.
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.