Head of Compliance Enforcement recruitment
The successful candidate will have in depth experience in relevant legislation, rules and directives (including the content, scope and function of the Securities Futures Act) and be able to demonstrate the assertiveness to deal confidently and appropriately with conflict situations.
Knowledge of the securities and derivatives market (specifically trading practices) is key as is the ability to lead, motivate a team of enforcement officers
As with all senior management roles, strong organizational skills, negotiation skills, the ability to manage, coach and deal with multiple projects is essential
Key deliverables include improving the quality of investigations and ensuring the appropriate disciplinary outcomes, coaching and development of the staff capabilities along with succession planning
Being legally trained is going to be essential due to the nature of the business and workload.
This represents a great opportunity within a leading financial institution
Please send a word format CV or call for more info