Head of Compliance Manager | Associate Director
Regulatory Compliance Manager | Associate Director
Salary: $170-200k SGD
The client, a leading Singaporean Private Bank is seeking to hire a Compliance Manager to lead the Regulatory Compliance Team. The team is responsible for ensuring product Compliance for the Bank and they are seeking an incumbent with experience in regulatory and product compliance.
Regulatory Compliance Manager Role:
• Contribute in product approval for new products and services, especially funds, structured products and alternative investments.
• Review and comment on marketing materials, research materials, and other bank publications.
• Participate in bank-wide regulatory projects where required e.g. FATCA, Personal Data Protection Act, OTC Derivatives etc.
• Provide advice and support to management and staff on compliance related areas, rules and regulations, bank’s internal policies and procedures, cross-border marketing guidelines etc
Regulatory Compliance Manager Ideal Requirements:
• 8 - 12 years of experience in compliance function, with at least 5 years in private banking environment.
• Notable experience in product compliance
• Knowledgeable in Banking Act, Securities and Futures Act, Financial Advisers Act, and other regulatory requirements facing private banks e.g. licensing, client suitability, cross-border marketing etc.
• Strong communication and interpersonal skills.
Please send enquiries to apply.a33hoj5361@selbyjennings.aptrack.co.uk or call +65 6589 4410
Selby Jennings Pte Ltd MOM EA License no: 11S3033
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