Head of Compliance Monitoring needed at Investment bank recruitment
This Banking group seeks a new Head of Monitoring and Surveillance to develop, document and oversee a regulatory risk focused Compliance monitoring plan and provide support on specific compliance and regulatory projects and investigations.
This is an excellent position for a Senior Compliance professional who is willing and able to head up the compliance monitoring programme at an investment bank. The role will offer the successful applicant great depth of exposure to the business and senior management, as well as fully involve the person with all key regulatory initiatives, products and services.
As the Head of Monitoring, your responsibilities will include:
- Coordinate, oversee and perform thematic reviews, desk reviews and risk assessments and advise and implement control changes to help improve the controls environment
- Oversee the production of high quality and accurate review reports and deliver to senior management
- Perform research into transaction surveillance solutions and suggest improvements where appropriate
- Provide regulatory training to a broad range of staff levels
- Build effective and strong relationships with the regulator, compliance colleagues and senior management in the business
- Assist compliance and the business with regulatory investigations and projects
Key skills required:
• 5+ years compliance monitoring experience in corporate and investment banking (desk and thematic reviews)
• Strong and varied monitoring systems knowledge
• Detailed knowledge of FSA rules and European legislation particularly related to wholesale investment banking
• Strong general compliance experience across a number of product areas
• Senior compliance management experience
• Degree educated
Location: City of London
If you are an experience compliance professional in this area, and would enjoy the challenges of executing a risk based monitoring programme at a reputed European bank; please send your CV to me for consideration.