Head of Compliance recruitment

Head of Compliance

Overall Objective/Purpose

Specific Responsibilities

Generic Responsibilities

General

• Ensure the business area conducts its activity in accordance with all relevant external regulators and Business Commercial policies.

Compliance

• Ensure compliance with the regulatory and statutory requirements and Business Commercial compliance policies and procedures affecting the business area.

Risk Management

• Ensure the business unit operates in accordance with stipulated risk management policies and procedures

Competencies

Technical

Knowledge of the Business Commercial businesses, relevant markets and products and the relevant regulatory requirements

Other

• Achieving Excellence

• Influencing

• Inspiring

• Communicating

• Building Understanding and Trust

• Developing People

• Collaborating for Success

• Understanding Issues

• Finding Solutions

Rules and Regulatory Requirements

• Insurance Mediation Regulations

• Banking Regulations

• Consumer Credit Legislation

• Data Protection Legislation

• Anti-Money Laundering Legislation

For more Details, please visit our Website – www.hamlynwilliams.com and for further information send any queries to m.pollard@hamlynwilliams.com

Hamlyn Williams is an Executive Recruitment consultancy that specialises in placing Risk, Compliance, Regulatory Information Security professionals globally:- offering Retained, Contingency and Interim/Contract recruitment solutions for the Financial Professional Services.