Tokyo – Head of Compliance recruitment
Strong prudential management has been a key to Macquarie’s success over many years. The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. Risk Management Group personnel liaise closely with all operating areas to ensure risks are understood and properly managed.The Compliance Division is responsible for ensuring that all compliance risks are properly assessed and managed across Macquarie.This is a senior role that provides the Read more […]
Head of Compliance recruitment
LocationLuxembourg CompanyOur client believes that the best investment insights come from specialized investment teams with discrete investment perspectives, operating under a disciplined philosophy and process framework with strong risk oversight. High-quality results begin with specialized insight and disciplined oversight. They offer a diverse selection of capabilities across all major equity, fixed income and alternative asset classes in both domestic and international markets, delivered through diverse investment vehicles. Their wide range of investment capabilities is designed to support Read more […]
Head of Compliance recruitment
Job Description All IPO is looking for an individual who is keen to come on board to immediately help shape and grow the business. You will provide advice to all 3 business lines as well as advising the Board of Directors on Compliance related matters and how changes in regulation may affect the business. Above all you will have full ownership for compliance policy within our regulated company.Other duties (but not limited to) will include: The responsibility of AML and client due diligence; approval of financial promotions; maintain up-to-date Insider Lists and monitor personal Read more […]
Head of Compliance recruitment
The Head of Compliance is responsible for executing the compliance program for the in-country insurance operations covering life, general and takaful businesses. You will work with the respective lines of business to ensure that business is conducted in compliance with the applicable laws, regulations and compliance policies. Leading the Compliance function here in Malaysia your responsibilities will include:Partnering with business and entity management in managing regulatory reporting obligationsMaintaining a broad knowledge of the businesses and the regulatory framework in which it operatesDeveloping Read more […]
Head of Compliance recruitment
Job Title: Head of Compliance Location: SingaporeResponsibilities:• Overseeing the Compliance and Financial Crime Prevention (FCP/AML) activities of the Firm• Help support the Firm’s compliance with all relevant laws and rules other than those related to employment matters, tax, finance and general corporate matters, and efforts to avoid being disadvantaged by fraud (Compliance and FCP mandates)• Assisting in the development and promulgation of relevant policies and procedures related to Compliance and FCP mandates• Assisting in the development and education of employees Read more […]
Head of Compliance recruitment
Head of Compliance Head of Compliance Financial Services Competitive Salary Benefits Ethos Risk Management Compliance have been appointed to assist one of the region’s leading financial institutions in their search for a new Head of Compliance. This strategic appointment marks an important turning point for the organisation’s approach to compliance and as such requires a transformational leader with experience in the design and implementation of a compliance infrastructure that meets the challenges of the ever-changing financial services industry. Expressions of interest are being sought Read more […]
Head of compliance recruitment
The Head of Compliance will need to provide regulatory/compliance advice and support to equity and equity derivatives sales and sales-trading businesses. In addition you will be expected to communicate current and future legislation to all interested parties. Oversee the development and implementation of compliance training modules. The successful candidate will, likely, have experience at a senior level in compliance within a small to medium sized firm either leading the function or as a number 2 and ready to step into a leadership role. Oversee surveillance reviews on trading activities Read more […]
Head of Compliance recruitment
My client are a leading banking group in Asia with a presence internationally that continues to grow. As a result of this continued overseas expansion, an opportunity has arisen for a senior Compliance professional to lead their Overseas compliance function.In this role, the successful applicant will report into the overall Head of Compliance and will be responsible for oversight of each of the overseas entities internationally ensuring that local policy and requirements are met and in line with group regulations. As such, you will gain exposure to multiple international regulators, their regulations Read more […]
Head of Compliance recruitment
Responsibilities:To manage the compliance and internal control activities with the purpose of complying with the regulator and internal control requirements and the control gaps associated with the business activities.To perform regular and comprehensive compliance reviews and internal control oversight.To report regularly on compliance matters as per the Group Compliance reporting system.To Report all identified breaches and corrective action taken on internal control matters.To ensure that the Compliance/ Internal Control Officer complies with all Incident reportingSkills/Requirements:Extensive Read more […]
Head of Compliance recruitment
Head of ComplianceOverall Objective/PurposeTo deliver appropriate and timely compliance support to business management and ensure that significant regulatory risks are identified and managed.Specific ResponsibilitiesProviding technical advice and compliance support to managementWork with the business to resolve compliance related issuesMaintain a compliance monitoring programmes appropriate to the business and conduct a programme of surveillance monitoringDevelop compliance policies and procedures to reflect the changing business and regulatory environment, including data protection and consumer Read more […]