Head of Compliance recruitment
Location
Luxembourg
Company
Our client believes that the best investment insights come from specialized investment teams with discrete investment perspectives, operating under a disciplined philosophy and process framework with strong risk oversight. High-quality results begin with specialized insight and disciplined oversight. They offer a diverse selection of capabilities across all major equity, fixed income and alternative asset classes in both domestic and international markets, delivered through diverse investment vehicles. Their wide range of investment capabilities is designed to support a variety of financial objectives. Our client direct their intellectual capital, operational strength and corporate stability toward helping investors achieve their long-term financial objectives. As an independent firm, their global organization dedicates all of its resources to investment management.
Tasks and Responsibilities:
- Co-ordinate and direct Compliance activities in Luxembourg, enabling to
adhere to relevant Regulatory, Group Industry requirements.
- Establishment of Compliance Function
- Provide Support for GPR Compliance
- Provide Compliance support to internal Boards, Committees and Senior
Management.
- Liaise with service providers, Trustees, Industry associations, where necessary, in
coordination with the GPR Head of Compliance.
Profile of the Ideal Candidate
- Minimum of 5 years’ experience in a Compliance role within the Funds Industry in
Luxembourg. Such experience may have been gained in a Legal or Auditing firm.
- Experience in the interpretation of relevant legislation and Regulation and in
providing training and advice on technical and policy matters to a diverse audience.
- Experience in dealing with the CSSF and other Regulators.
- Excellent understanding of the laws and Regulations relevant to the Funds Industry
in Luxembourg, with particular emphasis on delegated functions.
- Excellent understanding of the Financial Services Industry in Luxembourg.
- Excellent understanding of the general Regulatory environment in Europe and
internationally.
- Excellent knowledge of AML, Data Protection and Consumer Protection-related
regulation.
- Business / Finance / Law or related third-level graduate or equivalent.
- Excellent communication and interpersonal skills.
- Excellent communication skills in both English and French.
- Analytical focused and self-motivated.
- Ability to work well independently as well as part of a team.
- Good task/project management skills.
- Excellent time management skills.
Contact person Robert Walters
Robert van den Oord
Ref. RVG/284650
T: +352/ 26 47 85 85