Head of Compliance recruitment
A boutique Investment Bank is urgently recruiting for a Head of Compliance with retail banking experience. Authorised and regulsated by the FSA, they have permission to take deposits and deal in investments with a particular focus across retail, FX and trade finance.
You will take full ownership of their compliance function maintaining and promoting a compliance culture appropriate to meet regulatory requirements in line with industry best practice. You will also conduct reviews, draft reports, compile working papaers and perform client due diligence on new counterparties and liaise with front office to investigate queries through to resolution. Other daily duties will include engaging with the business to ensure the principle compliance monitoring programme remains reflective of the FSA and industry wide themes.
In order to be considered for this exciting posion you must have extensive compliance experience from a banking background including a working understanding of the Financial Services and Markets Act, Exchange Rules and FSA Handbook. You must also have previously held or plan to hold the Approved Persons CF10 and CF11.
This is an excellent opportunity in which to broaden their current experience in a role that offers a wide remit of responsibility.
If you or your friends, family or colleagues are currently looking for work, or considering their next position, then please contact Venn Group's Financial Services Division on 020 7557 7667.
To find out more about the above opportunity please contact Jennifer Brook or Joss Collins on 020 7557 7667 and email your CV to compliance@venngroup.com