Head of Control Room Compliance recruitment
Responsibilities:
- Managing the control room function
- Maintaining the firms Watch / Grey List and Restricted List
- Managing a team of 5 individuals
- Providing advice in relation to wall crossings
- Interaction and coordination with the other regional Control Room offices
- Managing UK and other regional Takeover Panel restrictions and coordinating with line of business Compliance on requesting Exempt Principal Trader and Exempt Fund Manager exemptions from the Takeover Panel
- Conducting training to Control Room and line of business associates
- Main point of contact for interaction with regulators
Requirements:
- Extensive Control Room experience
- Working knowledge of UK Takeover Panel rules.
- Strong analytical and writing skills.
- Ability to excel at working with operational processes with an eye to being able to spot areas for improvement.
- Ability to think “outside the box” as well as identify and escalate issues appropriately is imperative
- Must be a team player
Please note Coningham Lee have numerous recruitments mandates for Compliance specialists. As such, if the above role does not fit your requirements, please contact us for a confidential discussion on the number below.
For further information please contact Rowan Mollison at rowan@coninghamlee.co.uk or call 0207 220 6350.
January 27, 2012
• Tags: Compliance, Head of Control Room Compliance recruitment, Legal careers in the UK • Posted in: Financial