Head of Operational Risk and Internal Controls-Securities recruitment
An exciting opportunity has arisen for an operational risk expert with a proven track record in the area of securities to head up The Operational Risk and Controls function, reporting directly to the Global Head of Operational Risk.
Main purposes of the role:
• Global responsibility to oversee and assist senior management in the department to effectively identify, quantify and manage the Operational Risk profile of their business as well as ensuring they operate a robust secondary control infrastructure and discharge their mandated OR responsibilities.
• Engage in key change management initiatives to ensure that operational risk exposure is considered and addressed.
• Perform independent reviews and provide assurance that key controls are designed and operating effectively.
• Establish a global team and supporting framework for monitoring, oversight and relationship with direct and indirect staff in Americas, EMEA and APAC.
Knowledge and Experience needed:-
• Extensive industry experience in a securities services, custody and/or fund administration institution.
• Understanding of advanced operational risk frameworks in major financial services firms.
• Superior knowledge of the control environment surrounding securities services, custody and fund administration.
• Experience within an Operational Risk role within securities services business environment is beneficial
• Candidate would need excellent interpersonal, communication and influencing skills and confidence to deal with senior and executive/C-level staff to sell the benefits of OR management and challenge their operating environment.
• Excellent oral and written communication skills.
To apply for, or enquire more, please contact Aaron.Crowley@bruinfinancial.com.