Hedge Fund Compliance Officer
Responsibilities:
This position will focus on the following primary responsibilities:
• Support buy side research activities including the use of consultants, interactions with the sell side, surveillance of electronic communications, trading activity and internal research write ups
• Work closely with the Firm’s portfolio managers, research analysts and traders to gain an understanding of and rationale for certain trading activity
• Provide ongoing support to front office professionals. Serve as a point of contact for front-office in the event they may have received potentially material nonpublic information.
Job Requirements:
• 5-7 years compliance experience , including equity research/trading issues, trading surveillance and control room
• Experience reviewing and analyzing information to determine if MNPI
• Strong interpersonal skills are required as well as good written and verbal communication skills.
• Project management or team leadership experience is a plus.
• Strong verbal and written communication skills.
• Attention to detail and the ability to handle multiple tasks simultaneously
• Undergraduate degree required
To apply please submit your resume to Jack Kelly –Jkelly@ComplianceSearch.com
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