Interim Regulatory Counsel
Our client is looking to on-board a Interim Regulatory Counsel to provide support for a regulatory compliance project and a maternity leave.
The responsibilities will include:
* Participating in project planning meetings
* Communicate regularly with North American legal counsel to ensure consistency across the project.
* Review risk descriptions as they come through and assess regulation applicability.
* Participate in regulation applicability and risk assessment meetings.
* Provide regulatory support to internal lawyers on specific questions.
* Help map various compliance rules and regulations to various business verticals.
Applicable candidates will have:
* Ten (10) years plus of legal experience
* Significant bank regulatory experience
* Broker Dealer regulatory experience
* In house experience working in a bank/BD
* Thorough and up-to-date understanding of relevant compliance regs
* Availability to work on a interim basis.
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