Interim Regulatory Counsel

Our client is looking to on-board a Interim Regulatory Counsel to provide support for a regulatory compliance project and a maternity leave.

The responsibilities will include:

* Participating in project planning meetings

* Communicate regularly with North American legal counsel to ensure consistency across the project.

* Review risk descriptions as they come through and assess regulation applicability.

* Participate in regulation applicability and risk assessment meetings.

* Provide regulatory support to internal lawyers on specific questions.

* Help map various compliance rules and regulations to various business verticals.

Applicable candidates will have:

* Ten (10) years plus of legal experience

* Significant bank regulatory experience

* Broker Dealer regulatory experience

* In house experience working in a bank/BD

* Thorough and up-to-date understanding of relevant compliance regs

* Availability to work on a interim basis.

 

 

April 5, 2013 • Tags:  • Posted in: Financial

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