Investment Control Associate recruitment
The main functions of this role will be to:
- Process trade authorization requests from the investment teams.
- Act as a liaison between portfolio managers and the trading department in authorising trades.
- Ensure that all authorisations are in compliance with all prospectuses, regulatory, and internal investment guidelines.
- Perform periodic monitoring to ensure that funds are in compliance with all applicable regulatory rules and internal guidelines.
- Actively participate in investment group meetings to record changes in investment conviction and to communicate changes to appropriate investment professionals.
- Identify possible tax impacts associated with proposed authorizations by estimating capital gains, evaluating qualified dividends, and identifying wash sales.
- Monitor fund cash flows and allocate cash to investment professionals as necessary.
Successful candidates will ideally be educated to at least Bachelor’s Degree-level, or equivalent and have particularly strong math skills. Please get in touch with your resume if you are interested in being considered for the role.
December 8, 2011
• Tags: Asset Management careers in the UK, Investment Control Associate recruitment • Posted in: Financial