JUNIOR COMPLIANCE ANALYST
You will be responsible for
- Managing and submitting notification and certain ongoing regulatory filings in relation to firm’s license including representatives’ licensing applications to the MAS;
- Maintaining KYC files;
- To assist regional head of the compliance in managing on-going compliance obligations under MAS rules and regulations;
- Oversight of and assistance to local staff with respect to their obligations under the MAS’s rules and regulations;
- Advice on regulatory breaches and assistance in handling breach notifications to the MAS;
- Assistance with standard MAS regulatory correspondence, surveys and inquiries; and
- Ad hoc compliance related projects.
The Successful Applicant
- Singapore Citizen or Permanent Resident
- Min 2-3 years experience in Compliance (KYC/AML) or a relevant field
- Good knowledge and understanding of the local regulatory framework
- Familiarity with broker dealer products is an asset
- Generally strong communication skills
- Proficient in speaking and writing English is a must
- Skills in MS Word, Excel and PowerPoint
Interested applicants should send a detailed resume to Simone Wong by email to swong@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2190.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)
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