Junior Compliance Officer- International Bank
A leading international bank is recruiting for a Junior Compliance Officer to support the functioning of their compliance program across the entire bank. Please note: THIS IS A ONE YEAR - FIXED TERM CONTRACT
The Client:
As one of the world’s largest commercial lenders, with a global office network, the firm is looking to leverage their strength in the Asia Pac region by replicating their coverage in Europe. Coverage in Europe includes: Corporate Investment Banking, Private Banking Wealth Management. Joining the Compliance team at Senior Associate, you will support the Head of Compliance in all aspects of their Compliance coverage. The firm is keen to recruit an individual who enjoys working on a wide variety of projects in a generalist sense, rather than a specialist in one particular area. If you are looking for a job that has variety, this could be the ideal role for you!
The Role:
The main objective is to provide an in depth analysis of the compliance function and provide support to maintain the highest standards across the bank. The main responsibilities include:
• Undertake daily activities as directed by senior managers and ensure an efficient and timely solution
• Approve and maintain records of personal dealing and gifts, benefits and entertainment requests and conflicts of interest
• Assist in the preparation of regulatory reporting returns to the PRA and FCA within set timeframes
• Develop an awareness/understanding of general compliance risk profiles in relation to the retail and wholesale business. Contribute to assessing risks to ensure control framework is adequate and complete the annual updates.
• Produce Management Information (MI) as required to demonstrate the Bank is successfully managing compliance matters effectively, including reporting on team outputs/activity undertaken in respect of general compliance.
The Candidate:
The successful candidate will be a quick-thinking, hard-working individual with a passion for working out problems.
• They will be highly motivated to understand the business and work within a team to tight deadlines
• They will have a firm understanding of compliance regulations and a knowledge of BCOB, MCOB, Consumer Credit Act, Financial Promotions, MiFID, Data Protection and TCF
• A positive and professional approach to dealing with senior managers and customers
• Mandarin or Asian language skills welcomed
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