EMEA Head Regulatory Reporting

A well known investment manager is looking for the Head of Regulatory Reporting for the EMEA region. You will be responsible for all regulatory reporting issues for the entities based in EMEA. The position will sit on internal committees and project groups and will interact on a regular basis with external parties such as regulators, auditors and industry associations and internal parties such as other finance and treasury colleagues, compliance and risk departments, systems specialists, group regulatory department and local entity management with front line regulator liaison.

Responsibilities:

-Review and give significant input to capital and liquidity stress testing and updates for the ICAAP and ILAA, including ad hoc forecasting.
-Analysis and implementation of new regulatory reporting requirements and procedures, i.e. regulator handbook updates, consultation papers. Focus on CRD IV implementation.
-Business advice on all regulatory reporting matters, including the regulatory impact of MA projects, group legal entity restructuring and other strategic projects
-Oversight of the regulatory reporting process to regional regulators, ensuring accurate and timely reporting
-Oversight of the daily capital adequacy, liquidity and large exposures calculations MI process. Getting actively involved in reconciliations and variances, including liaison with the business, and reporting on explanations for movements
-Optimise system functionality to increase the team’s efficiency, including the development of a standardised regulatory reporting infrastructure across the EMEA region.
-Oversight of internal regulatory MI to group.
-Provision of support to US regulatory reporting team, including completion of US regulatory reporting schedules for EMEA legal entities and other data requests as required.
-Manage and development of all regulatory reporting team members.
-A key contact point and relationship manager within the Group and external auditors on regulatory and other issues as required.

Skills

-Qualified Accountant (ACA/ ACCA).
-Detailed knowledge and past experience of regulatory rules in an investment firm (BIPRU and GENPRU), and regulatory systems experience is a must

February 4, 2014 • Tags:  • Posted in: Financial

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