Large Holdings Advisory Compliance Officer recruitment
Large Holdings Advisory Compliance Officer / Contract / £Excellent
This role is based at a large investment bank and is within the team responsible for the provision of regulatory advice to all areas of the business and my client is looking for somebody to be an advisory Compliance Officer for all EMEA Large Holding issues. This opportunity offers exposure to key Stakeholders and the FO but also offers high variability in day to day tasks.
Responsibilities
• Establishing global Large Holdings protocols, procedures and early warning systems
• Providing advise on the impact of financial instrument selection, transaction structure, sensitivity industry, poison-pill, related party, short selling and MA issues globally
• Liaising with traders and the business to provide real-time trade reviews
• Training Management and the business on Large Holding issues
Requirements
• Large Holdings background - familiarity with regulatory frameworks and financial products
• Degree educated or equivalent a prerequisite.
• Ideally from a Financial Services background, preferably in a regulatory related role
• Strong Excel understanding and experience
This is an ideal role reports to the Head of EMEA and the candidate will need to have good communication skills and be able to hit the ground running.
To apply for this role, please forward a copy of your CV to Geri Perkins at gperkins@mcgregor-boyall.com mailto:gperkins@mcgregor-boyall.com or call on 0207 422 9146 to discuss.