Legal & Compliance – TSS Compliance Manager VP/ED London/Edinburgh/Bournemouth recruitment
JOB DESCRIPTION:TSS Compliance Manager - VP/ED, London/Edinburgh/bournemouth
About J.P. Morgan Chase Co.J.P. Morgan is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private equity. Information about J.P. Morgan is available at www.jpmorganchase.com.
About J.P.Morgan Treasury Securities Services (TSS)TSS generates more than $8 billion in revenue annually and is a global leader in both securities and treasury services. TSS supports the needs of institutional clients worldwide and is one of the top three providers in both of its businesses.
J.P.
Morgan has more than $17.9 trillion in assets under custody. In its WSS businesses, the firm provides innovative custody, fund accounting and administration and securities services to the world's largest institutional investors, alternative asset managers and debt and equity issuers.
Team DescriptionThe TSS Compliance team forms part of the EMEA Compliance Department and the Global TSS Compliance Team and is responsible for providing Compliance support and advice to all TSS lines of business in the region.
Job DescriptionReporting into the Compliance Director and covering the UK fund services and trust and fiduciary businesses as part of the WSS-aligned Compliance team, the key - but not exclusive - responsibilities of the role include:Providing advice and interpretation on a wide range of regulatory and firm policy issuesKeep abreast of regulatory and legislative changes and providing advice to enable the businesses to operate in a compliant and controlled manner
Developing and implementing Compliance policiesConducting ongoing compliance risk assessmentsReviewing new business initiatives and assessing their regulatory implicationsDeveloping/executing compliance educationCo-coordinating/participating in regulatory and client due diligence visitsIn addition, working in partnership with other members of the regional/global TSS Compliance team supporting similar products in other locations, as well as participating in regional/global TSS Compliance projects.
Qualifications
Requirements
These 3 points have been carefully considered as being essential for the role.
Your background must accurately reflect all of these for your application to be considered;Have
extensive relevant
Compliance experience or a solid legal, regulatory consulting, regulatory audit or regulatory risk backgroundProven track record in interpreting regulatory requirements and relating
them to operational requirementsEvidence of strong interpersonal and influencing skills to be demonstrated through long-term partnerships with senior managers within your department, wider business
and other internal/external control functionsNB - This role covers activities conducted in Edinburgh, London and Bournemouth and as such, you must be willing to undertake travel between these sites as necessary.PreferableAbility to demonstrate previous success in delivering as part of a global teamAbout JPMorgan Chase Co.J.P.
Morgan serves one of the largest client franchises in the world. Our clients include corporations, institutional investors, hedge funds, governments and affluent individuals in more than 100 countries. J.P.
Morgan is part of
JPMorgan Chase Co. (NYSE: JPM), a leading global financial services firm with assets of $2.2 trillion.
The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. A component of the Dow Jones Industrial Average, JPMorgan Chase serves millions of clients and consumers under its J.P.
Morgan and Chase, and WaMu brands.
J.P.
Morgan offers an exceptional benefits program and a highly competitive compensation package.J.P.
Morgan is an Equal Opportunity Employer.