Lloyd’s of London Broker – Senior Compliance Analyst recruitment
A market leading managing agent of the Lloyd's Insurance Market is looking to recruit into their compliance department based in the City. The Senior Compliance Analyst will join a highly reputable insurance and reinsurance organisation, and will work closely with the business to ensure regulatory conformity, monitor business activity, aswell as to provide advice and guidance on all regulatory matters.
Responsibilities
To ensure that all policies and requirements are embedded within the business, with guidance relating to regulatory conduct appropriately relayed to all units.
To provide training of all staff at junior and senior levels to create a culture of awareness of current regulatory requirements.
Compliance monitoring of the business within appropriate time frames, along with the provision of a monitoring plan to instill assurance to senior management.
To work closely with the Risk Compliance Committee, and the Director of Compliance to relay quarterly reports of the Compliance state of affairs.
To work closely with Internal Audit on matters of review, as well as General Counsel to ensure all legal and regulatory matters are coordinated with fluency.
To ensure Anti Money-Laundering and Trade Sanctions laws are implemented.
Experience
3-5 years compliance experience in an insurance broker, preferably within the London Market.
Must have knowledge of Lloyd's Acts, Byelaws, Regulations and Directions.
Must have knowledge of FSA Handbook, including UK Sanctions regulation and screening tools.
Must have knowledge of EU Directives and their anticipated impact on the business.
This is a fantastic opportunity for those looking to extend their compliance experience at a leading organisation. If this is of interest, please contact Barnaby Francis at Hays Financial Markets on 0203 465 0110.