Manager, Financial Markets Compliance & Market Risk recruitment
Responsibilities
Compliance
- Ensure statutory and regulatory obligations of the FM business/operations are properly complied.
- Provide advice to business/operation units on regulatory compliance matters and develop/enhance relevant internal controls.
- Provide input for the development of new products and service strategies.
- Act as QA Supervisor in Norkom AML monitoring system.
- Handle ad hoc projects and drafting/preparing reports and submission.
- Assist to act as contact of the branch with regulatory authorities.
Market Risk
- Provide oversight and analysis of market risk and related trading activity in the Hong Kong office for both traded and non-traded risk in line with global policies and practices.
- Produce internal, external and prudential reporting as required including local market risk and liquidity reporting.
- Liaise with FMTR Singapore and Sydney to establish and maintain local policies and protocols in support of the global market risk management framework.
- Provide timely response to ad hoc investigations, analysis and delegated tasks.
- Engage with the business and functional teams to improve risk management capabilities, contribute to resolution of risk-related matters and to deliver a strong governance and reporting framework.
Requirements
- Degree in Law, Finance or business related qualification
- 5+ years of compliance/market risk experience in a banking environment, preferably with Fixed Income control room experience.
- Sound knowledge of financial markets and treasury products and risks.
- Sound knowledge of HK regulatory requirements on FM products.
- Strong analytical, problem-solving and organizational skills.
- Strong ability to communicate with all levels both orally and in writing.
- Ability to manage a variety of tasks, ability to prioritise and work to deadlines.
- Self-starter – ability to work well alone and yet be a strong team player.
To apply please click on the 'Apply online' button below or enter HK77324/JHUI in the Keyword section of jobsearch.hk.hudson.com or contact Jeff Hui on +852 2919 6113 for a confidential discussion. Alternatively, email your resume to jeff.hui@jobs.hudson.com quoting HK77324:APEFI /JHUI in the subject field. Interested parties are required to supply their valid HK ID No. or Passport No. (for overseas applicants).
Your interest will be treated in strict confidence and only shortlisted candidates will be notified.
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