Manager, Operational Risk & Compliance, Macquarie Relationship Banking, Risk Management Group*
Operational Risk Compliance Manager, Macquarie Relationship Banking
- Retail Financial Services
- Career enhancement opportunity to build on your in-house commercial experience
- Daily client and senior stakeholder interaction
About the role
Your key responsibilities will include:
- Proactively identifying compliance and operational risk requirements for the Lending and Deposit product lines and assessing the existence and effectiveness of the risk framework
- Assessing new / variations to product and business opportunities in the Lending and Deposit business for operational and compliance risks and representing Macquarie Compliance on the project working groups and due diligence committees
- Engaging with stakeholders in the broader Macquarie Risk Management Group
- Performing targeted compliance and risk reviews, drafting and assisting with implementing process and control solutions
- Incident and breach reporting; analysing incidents and breaches (including their causes) to identify control improvements necessary and ensuring remedial actions are implemented
- Facilitating the Operational Risk Self-Assessment (ORSA) workshops for the businesses with management to assess their operational risk and control environments and identify significant risks and critical controls
- Assisting in operational risk and compliance assessments and policy reviews across BFS
About You
- Experience in Lending, Deposit and/or retail products and their regulatory frameworks including the National Consumer Credit Protection (NCCP) , Code of banking Practice (COBP) Australian Financial Services Licence (AFSL) and Basel III (highly advantageous)
- Able to work independently as well as collaboratively within a specialist team
- Strong relationship building and maintenance skills; ability to gain buy-in, trust, understanding in order to influence and negotiate
- Highly visible, accessible and provide transparency of process to clients and team
- Able to initiate and lead conversations with business leaders and risk management colleagues regarding anticipated and emerging issues
- A high degree of commercial acumen
- Able to deliver in a fast-paced, output focused environment
- Strong written and verbal communication skills
- Confident presenting to a range of audiences
- Highly energetic and committed
- Proactive approach to dealing with matters and demonstrate initiative and drive
- Experience in an operational risk management role, compliance, audit or operations
- Strong tertiary qualifications in Accounting, Audit, Finance, Commerce or a similar discipline
About us
The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.
Please apply following the links below or contact Scott Harris for a confidential discussion on 02 8237 6166.
Advertised:
27 May 2013 Aus. Eastern Standard Time
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