Markets Compliance Manager recruitment
We''re one of the fastest growing banks in the UK and that is down to our people. And we recognise that as we help you develop your career you''ll be doing the same for our business.
This is an exciting opportunity to join a high profile global banking compliance team, responsible for assisting in market compliance for Santander''s Global Banking Markets business. Working with a well established team the role presents an opportunity to build on exiting knowledge of investment banking compliance and operate in an autonomous manner.
Santander UK
The Santander Group has more than 150 years'' experience in global banking and more branches worldwide than any other international bank. We are well on the way to repeating this success in the UK, having been named ''Best UK Bank'' by Euromoney for the third year running and ''Best UK Bank'' by The Banker for the second successive year in 2010.
As a Markets Compliance Manager your skills and qualifications will ideally include:
- Extensive knowledge of the rules of the FSA (including MiFID)
- Knowledge of cross border transactions and issues pertaining dealing to/from jurisdictions outside the UK
- Understanding of AML rules
- knowledge of issues pertaining new issues, IPOs, structured notes
- knowledge of conflicts management issues (including public/private issues, confidentiality agreements)
- Strong knowledge/exposure to some of the following products:
- Credit/rates (cash/derivatives)
- Equity (UK and European)
- Financing transactions
- Commodities
- Highly developed written oral communication skills.
As a Markets Compliance Manager your main responsibilities will involve:
- Responsible for ensuring business is compliant with the rules of the FSA, relevant stock exchanges, trade associations and Santander group standards
- Assist in managing the relationship with the regulators
- Providing advice to front and back office functions
- Involved in the new product approval process for the above businesses
- Co-ordinate with overseas offices/booking centres within the Santander group
- Conducting compliance training
- Coverage of other members of the Wholesale Corporate Compliance Team as required
Location: London
Salary: up to £70,000 dependant on experience + Car allowance and excellent benefits
Santander welcomes applications from all sections of the community.
