Markets Compliance Manager
Extensive knowledge of the rules of the FSA (including MiFID)
Understanding of AML rules
knowledge of issues pertaining new issues, IPOs, structured notes
knowledge of conflicts management issues (including public-private issues, confidentiality agreements)
Strong knowledge-exposure to some of the following products:
Credit-rates (cash-derivatives)
Equity (UK and European)
Financing transactions
Commodities
Responsible for ensuring business is compliant with the rules of the FSA, relevant stock exchanges, trade associations
Assist in managing the relationship with the regulators
Involved in the new product approval process for the above businesses
Conducting compliance training
Our Client is the Wholesale Banking arm of Global Financial Services firm
Salary + Bonus + Benefits including company pension.
Where specific UK qualifications are required we will take into account overseas equivalents.
Please quote Michael Page reference when applying Job ref:MPGX13260720
Michael Page International is a world leading recruitment consultancy.
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